Major holdings notification pursuant to Sec. 130 to 134 BörseG 2018
Wien, 21.8.2020
Overview
Notification made after deadline
Caution: In case of violations of major holdings notification rules, please pay attention to Section 137 BörseG 2018 (Suspension of voting rights)
1. Issuer: DO & CO Aktiengesellschaft
2. Reason for the notification: Acquisition or disposal of voting rights
3. Person subject to notification obligation
Name: Kabouter Management, LLC
City: Chicago
Country: USA
4. Name of shareholder(s): Kabouter International Opportunities Fund II, LLC
Kabouter International Mission Fund II, LLC
Separately Managed Account I
Separately Managed Account II
Separately Managed Account III
Separately Managed Account IV
Kabouter Emerging Markets Fund, LLC (private fund)
5. Date on which the threshold was crossed or reached: 19.8.2020
6. Total positions
| |
% of voting rights attached to shares (7.A) |
% of voting rights through financial/other instruments (7.B.1 + 7.B.2) |
Total of both in % (7.A + 7.B) |
Total number of voting rights of issuer |
| Resulting situation on the date on which threshold was crossed / reached |
5,17 % |
0,00 % |
5,17 % |
9 744 000 |
| Position of previous notification (if applicable) |
9,99 % |
0,00 % |
9,99 % |
|
Details
7. Notified details of the resulting situation:
| A: Voting rights attached to shares |
ISIN Code |
Number of voting rights |
% of voting rights |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG 2018) |
Direct
(Sec 130 BörseG 2018) |
Indirect
(Sec 133 BörseG
2018) |
| AT0000818802 |
|
504 155 |
|
5,17 % |
| SUBTOTAL A |
504 155 |
5,17 % |
| B 1: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 1 BörseG 2018 |
Type of instrument |
Expiration Date |
Exercise Period |
Number of voting
rights that may be
acquired if the
instrument is exercised |
% of voting rights |
| |
|
|
|
|
| |
|
SUBTOTAL B.1 |
|
|
| B 2: Financial / Other Instruments pursuant to Sec. 131 para. 1 No. 2 BörseG 2018 |
| Type of instrument |
Expiration Date |
Exercise Period |
Physical /
Cash Settlement |
Number of
voting rights |
% of voting rights |
| |
|
|
|
|
|
| |
|
|
SUBTOTAL B.2 |
|
|
8. Information in relation to the person subject to the notification obligation:
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:
| No. |
Name |
Directly controlled by No. |
Shares held directly (%) |
Financial/other instruments held directly (%) |
Total of both (%) |
| 1 |
Kabouter Management, LLC |
|
|
|
|
| 2 |
Kabouter International Opportunities Fund II, LLC |
1 |
4,64 % |
|
4,64 % |
| 3 |
Kabouter International Mission Fund II, LLC |
1 |
0,12 % |
|
0,12 % |
| 4 |
Separately Managed Account I |
1 |
0,24 % |
|
0,24 % |
| 5 |
Separately Managed Account II |
1 |
0,01 % |
|
0,01 % |
| 6 |
Separately Managed Account III |
1 |
0,05 % |
|
0,05 % |
| 7 |
Separately Managed Account IV |
1 |
0,09 % |
|
0,09 % |
| 8 |
Kabouter Emerging Markets Fund, LLC (private fund) |
1 |
0,03 % |
|
0,03 % |
| |
|
|
|
|
|
9. In case of proxy voting
Date of general meeting: -
Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare:
Anmerkung zu den Angaben betreffend die Kette der kontrollierten Unternehmen (Punkt 8.): Kabouter Management, LLC übt als reine Fonds-Management-Gesellschaft nach eigenem Ermessen die Stimmrechte für die sieben, in Punkt 4. aufgelisteten Rechtsträger aus. Gesellschaftsrechtlich besteht jeweils keine kontrollierende Beteiligung der Kabouter Management, LLC über diese sieben Rechtsträger.
Diese Beteiligungsmeldung erfolgt, weil die direkte Beteiligung der Kabouter International Opportunities Fund II, LLC unter 5% gefallen ist. Die Gesamtzahl der von den unter Punkt 7. angeführten Rechtsträgern gehaltenen Stimmrechte hat keine nach §§ 130ff BörseG relevante Anteilsschwelle über- oder unterschritten.
Wien am 21.8.2020
.